Joseph J. Schopen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Jeremiah Schopen, who also goes by Joe Schopen, Joseph J Schopen, Joseph Jeremiah Schopen Sr, Joseph Schopen, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1970. Joseph had worked at 12 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1995 - December 1, 2009
JJSA ADVISORS, LTD.
April 11, 1994 - February 28, 2005
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 26, 1989 - March 17, 1994
SECURITIES AMERICA, INC.
November 3, 1988 - June 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 23, 1987 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
March 21, 1980 - April 1, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 7, 1974 - February 15, 1980
CORNERSTONE FINANCIAL SERVICES, INC.
January 15, 1974 - March 25, 1976
VOYAGER SECURITIES, INC.
July 17, 1973 - August 22, 1974
CONFERENCE CONCEPTS, INC.
March 8, 1973 - August 19, 1973
PLANNED SECURITY CONSULTANTS, INC.
December 19, 1972 - April 16, 1973
POWELL & ASSOCIATES, INC. INC.
July 2, 1971 - January 19, 1973
PLANNED SECURITY CONSULTANTS, INC.
August 4, 1970 - May 29, 1971
ECONOMIC RESEARCH ANALYSTS, INC.
Primary Firm SEC Registration
JJSA ADVISORS, LTD.
CRD#: 116460 / SEC#: 801-134015
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/20/1968
Registered Representative ExaminationCurrent Firm
JJSA ADVISORS, LTD.
CRD#: 116460 / SEC#: 801-134015
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 552 |
| AUM (Assets Under Management) | $ 127,893,984 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
