Robert E. Schoor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Elmer Schoor was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 7 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1983 - March 26, 1992
JIM BECHERER & CO.
November 1, 1974 - July 7, 1982
WZW FINANCIAL SERVICES, INC.
June 21, 1974 - November 18, 1974
DONELAN, PHELPS & COMPANY, INC
March 7, 1973 - June 10, 1974
STIX & CO., INC.
August 2, 1972 - March 26, 1973
NATURAL FINANCIAL CORPORATION
December 14, 1971 - August 2, 1972
PELTASON ROSENTHAL & CO
November 20, 1970 - January 13, 1972
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/7/1970
Registered Representative ExaminationSeries 40
Date: 2/12/1972
Registered Principal ExaminationCurrent Firm
JIM BECHERER & CO.
CRD#: 6043 / SEC#: , 8-20660
Contact information
Documents
Red Flags
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