F F. Tabi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
F Frederik Tabi, who also goes by F Frederick Tabi, was a registered financial professional .
F is a previously registered financial professional and started their career in finance in 2000. F had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - March 13, 2020
KNOX SECURITIES CORP.
January 1, 2010 - January 24, 2013
MCFARLAND DEWEY SECURITIES CO., LLC
January 12, 2001 - May 31, 2002
DAIWA CAPITAL MARKETS AMERICA INC.
September 14, 2000 - January 3, 2001
SMBC NIKKO SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KNOX SECURITIES CORP.
CRD#: 127436 / SEC#: , 8-65998
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
