Thomas J. Silverman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Silverman, who also goes by T.j. Silverman, Thomas J Silverman, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 6 firms and has passed the Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2012 - May 5, 2014
SUMMER STREET RESEARCH PARTNERS
July 10, 2003 - October 1, 2004
IDS LIFE INSURANCE COMPANY
July 10, 2003 - October 1, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
March 26, 2001 - August 30, 2001
UBS FINANCIAL SERVICES INC.
February 5, 2001 - March 23, 2001
JPMSI
July 6, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMER STREET RESEARCH PARTNERS
CRD#: 127142 / SEC#: , 8-65958
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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