Mitchell R. Truelock
Professional summary
Mitchell Ray Truelock, who also goes by Mitch Truelock, is a registered financial professional currently at LAKE STREET CAPITAL MARKETS, LLC located in Los Angeles, California.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2001. Mitchell has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Ray Truelock's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2020 - Present
LAKE STREET CAPITAL MARKETS, LLC
Office #1: 1800 North Vine Street, Los Angeles, CA 90028April 24, 2007 - September 8, 2020
ROTH CAPITAL PARTNERS, LLC
August 3, 2001 - November 12, 2001
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LAKE STREET CAPITAL MARKETS, LLC
CRD#: 164447 / SEC#: , 8-69101
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
Red Flags
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