Daniel B. Shub

OCTO CAPITAL

Bingham Farms, MI 48025

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CRD#: 4148417

Professional summary

Daniel B Shub, AIF®, who also goes by Daniil B Shub, Daniil Borisovitch Shub, is a registered financial advisor currently at OCTO CAPITAL, LLC located in Bingham Farms, Michigan.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniil B Shub | Daniil Borisovitch Shub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SHUB & COMPANY LLC - 31600 Telegraph Rd., Ste 200, Bingham Farms MI 48025; Managing Member; LIFE AND HEALTH INSURANCE AGENCY; 1 HOUR/MONTH, SINCE 9/2013. 2) GOLD STAR INSURANCE GROUP, LLC - 31600 Telegraph Rd., Ste 200, Bingham Farms MI 48025; P&C INSURANCE AGENCY; MANAGING MEMBER; 1 HOUR/YEAR; SINCE 6/2012.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel B Shub's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 23, 2015 - Present

OCTO CAPITAL, LLC

Office #1: 31600 Telegraph Road Suite 200, Bingham Farms, MI 48025

RIA

CRD#: 174351

Bingham Farms, MI

Past

February 20, 2014 - March 17, 2015

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCTO CAPITAL, LLC

CRD#: 174351 / SEC#: 801-131442

RIA

Registered Investment Advisory firm - (11/8/2024 Approved)

Michigan

Registered Investment Advisory firm - (11/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/23/2015)

IAR

Texas
(9/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/2000

Uniform Securities Agent State Law Examination

Current Firm

OCTO CAPITAL, LLC

CRD#: 174351 / SEC#: 801-131442

RIA

Registered Investment Advisory firm - (11/8/2024 Approved)

Michigan

Registered Investment Advisory firm - (11/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2024 Terminated)

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Contact information

Main Address

31600 Telegraph Road Suite 200, Bingham Farms, MI 48025

Mailing Address

Phone number

(248) 731-7729

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCTO CAPITAL FORM ADV PART 2A V2-11-2025 (2/12/2025)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 140,738,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Shub

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel B Shub's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCTO CAPITAL, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Primary Firm SEC Registration

OCTO CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2014

Series 63

Date: 6/26/2000

Current Firm

OCTO CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCTO CAPITAL, LLC

TRUST BUT VERIFY

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