Thomas John Birr

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

THRIVENT INVESTMENT MANAGEMENT INC.Current·CRD# 18387

RIA

BD

1. 4321 N Ballard Rd, Appleton, WI 54919-00012. 600 Portland Ave S, Minneapolis, MN 55415

June 20, 2003 - Present

Past

AMERICAN GENERAL SECURITIES INCORPORATEDPast·CRD# 13626

BD

Phoenix, AZ

October 1, 2002 - June 10, 2003

AMERICAN GENERAL EQUITY SERVICES CORPORATIONPast·CRD# 5435

BD

Houston, TX

June 26, 2001 - October 1, 2002

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Current Firm

TI

THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA

Registered Investment Advisory firm - SEC (5/18/1987 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Mailing Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

+1 (800) 847-4836

Established

Delaware since 07/29/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

3,901

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

THRIVENT INVESTMENT MANAGEMENT INC MANAGED ACCOUNTS PROGRAM (9/30/2026)

THRIVENT INVESTMENT MANAGEMENT INC. ADVISORFLEX MANAGED VARIABLE ANNUITY PROGRAM (3/30/2026)

THRIVENT INVESTMENT MANAGEMENT INC. DEDICATED PLANNING SERVICES (3/30/2026)

Direct owners and executive officers

Name	Position	CRD#
THRIVENT FINANCIAL HOLDINGS, INC.	OWNER	—
ASK, ERIC A	DIRECTOR	5649938
BIRR, THOMAS JOHN	VICE PRESIDENT	4148092
BOUSU, CALEB ANTHONY	DIRECTOR	7877353
CECERE, NICHOLAS M	DIRECTOR	1513551
GILCHRIST, TONIA NICOLE JAMES	CHIEF LEGAL OFFICER & SECRETARY	4777233
JOHNSTON, PAUL ROBERTS	DIRECTOR	2065882
KLOSTER, DAVID JACOB	PRESIDENT	2523240
NORGARD, ANDREW DYLAN	TREASURER	6868385
OHARA, BRANDON M	CHIEF COMPLIANCE OFFICER	4798646

Regulatory Assets Under Management

Total Number of Accounts

54,503

AUM (Assets Under Management)

$20,769,867,010

Disclosures

Regulatory Event

8

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2026	Cover Page	Report
01/22/2026	Cover Page	Report
10/21/2024	Cover Page	Report
01/25/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TI

THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA

Registered Investment Advisory firm - SEC (5/18/1987 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(10/1/2026)

RR

Alaska
(10/1/2026)

RR

Arizona
(10/1/2026)

RR

Arkansas
(10/1/2026)

RR

California
(10/1/2026)

RR

Colorado
(10/1/2026)

RR

Connecticut
(10/1/2026)

RR

Delaware
(10/1/2026)

RR

District of Columbia
(10/1/2026)

RR

Florida
(4/4/2019)

RR

Georgia
(10/1/2026)

RR

Hawaii
(10/1/2026)

RR

Idaho
(10/1/2026)

RR

Illinois
(10/1/2026)

RR

Indiana
(10/1/2026)

RR

Iowa
(10/1/2026)

RR

Kansas
(10/1/2026)

RR

Kentucky
(10/1/2026)

RR

Louisiana
(10/1/2026)

RR

Maine
(10/1/2026)

RR

Maryland
(10/1/2026)

RR

Massachusetts
(10/1/2026)

RR

Michigan
(10/1/2026)

RR

Minnesota
(4/25/2011)

RR

Mississippi
(10/1/2026)

RR

Missouri
(10/1/2026)

RR

Montana
(10/1/2026)

RR

Nebraska
(10/1/2026)

RR

Nevada
(10/1/2026)

RR

New Hampshire
(11/25/2025)

RR

New Jersey
(8/17/2020)

RR

New Mexico
(10/1/2026)

RR

New York
(10/1/2026)

RR

North Carolina
(10/1/2026)

RR

North Dakota
(10/1/2026)

RR

Ohio
(10/1/2026)

RR

Oklahoma
(10/1/2026)

RR

Oregon
(10/1/2026)

RR

Pennsylvania
(10/1/2026)

RR

Rhode Island
(10/1/2026)

RR

South Carolina
(10/1/2026)

RR

South Dakota
(10/1/2026)

RR

Tennessee
(10/1/2026)

RR

Texas
(4/26/2012)

RR

Utah
(10/1/2026)

RR

Vermont
(10/1/2026)

RR

Virginia
(10/1/2026)

RR

Washington
(8/12/2026)

RR

West Virginia
(10/1/2026)

RR

Wisconsin
(6/20/2003)

RR

Wyoming
(10/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.