Pamela D. Grey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela D Grey, who also goes by Pam Grey, Pamela D. Uremovich, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2000. Pamela had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2020 - April 7, 2022
FLEISHEL FINANCIAL ASSOCIATES, INC.
March 31, 2009 - September 24, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 17, 2008 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 27, 2006 - September 24, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 2, 2000 - November 29, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLEISHEL FINANCIAL ASSOCIATES, INC.
CRD#: 117768 / SEC#: 801-68244
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
