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DB

David F. Boothe

BIG INVESTMENT SERVICES
Dover, DE 19901
Some features on this profile are disabled
CRD#: 4147880
DB

Professional summary

David Franklin Boothe is a registered financial advisor currently at BIG INVESTMENT SERVICES located in Dover, Delaware.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DL FIVE LLC, 13 E Main St Crisfield, MD, 21817, Partner that holds property that B.I.G. operates out of 1 hour a month not during securities hours starting 03/2005.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Franklin Boothe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2018 - Present

BIG INVESTMENT SERVICES

Office #1: 450 Kings Hwy N.e., Dover, DE 19901
RIA
CRD#: 291437
Dover, DE
Past

January 9, 2009 - April 4, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
DOVER, DE
Past

June 22, 2005 - April 4, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
DOVER, DE
Past

July 25, 2000 - June 24, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BIG INVESTMENT SERVICES
BIG INVESTMENT SERVICES | BOOTHE INVESTMENT GROUP, INC.

CRD#: 291437 / SEC#: 801-112462

RIA
Registered Investment Advisory firm - (2/16/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(2/26/2018)
IAR
Texas
(2/26/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/2/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/3/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/1/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/4/2006
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/22/2005
General Securities Sales Supervisor - General Module Examination

Current Firm

BI
BIG INVESTMENT SERVICES
BIG INVESTMENT SERVICES | BOOTHE INVESTMENT GROUP, INC.

CRD#: 291437 / SEC#: 801-112462

RIA
Registered Investment Advisory firm - (2/16/2018 Approved)
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Contact information

Main Address
450 Kings Hwy N.e., Dover, DE 19901
Mailing Address
Phone number
(302) 734-7526
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM PART 2 - APPENDIX 1A (8/26/2025)
FORM ADV PART 2 (2/18/2025)

Regulatory assets under management

Total Number of Accounts1,330
AUM (Assets Under Management)$ 282,971,681

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIG INVESTMENT SERVICES

CRD#: 291437Dover, DE 19901

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