DJ
Darwin D. Johnson
SAGEGUARD FINANCIAL GROUP
Goodlettsville, TN 37072
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CRD#: 4147691
DJ
Professional summary
Darwin Douglas Johnson, who also goes by D J Johnson, is a registered financial advisor currently at SAGEGUARD FINANCIAL GROUP, LLC located in Goodlettsville, Tennessee.
Darwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Darwin has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
D J Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Darwin Douglas Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2022 - Present
SAGEGUARD FINANCIAL GROUP, LLC
Office #1: 3066 Business Park Circle, Goodlettsville, TN 37072RIA
CRD#: 160266
Goodlettsville, TN
Past
June 23, 2021 - April 19, 2023
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
Goodlettsville, TN
Past
February 10, 2012 - December 7, 2021
SAGEGUARD FINANCIAL GROUP, LLC
RIA
CRD#: 160266
GOODLETTSVILLE, TN
Past
September 28, 2009 - December 31, 2012
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
GOODLETTSVILLE, TN
Past
September 24, 2009 - May 17, 2012
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
GOODLETTSVILLE, TN
Past
June 19, 2000 - August 14, 2009
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SAGEGUARD FINANCIAL GROUP, LLC
ASPEN WEALTH MANAGEMENT | WIN FINANCIAL STRATEGIES | VANCE FINANCIAL | UNION FINANCIAL SERVICES | THE OFFICES OF PATRICK J. WEHRLY | SAGEGUARD INVESTMENT ADVISORY SERVICES, LLC | SAGEGUARD INVESTMENT ADVISORY SERVICES | SAGEGUARD FINANCIAL GROUP, LLC | PINEYWOODS FINANCIAL | HERITAGE FINANCIAL PLANNING, LLC | GOLDEN RULE WEALTH PRESERVATION | EVANS ADVISORY SERVICES | DOBBINS WEALTH MANAGEMENT | CONFIDENTLY RETIRED | CHESAPEAKE FINANCIAL SOLUTIONS INC. | BIG COUNTRY FINANCIAL
CRD#: 160266 / SEC#: 801-127052
RIA
Registered Investment Advisory firm - (12/19/2022 Approved)Arizona
Registered Investment Advisory firm - (6/3/2016 Terminated)California
Registered Investment Advisory firm - (7/3/2016 Terminated)Florida
Registered Investment Advisory firm - (6/3/2016 Terminated)Indiana
Registered Investment Advisory firm - (6/6/2016 Terminated)Kentucky
Registered Investment Advisory firm - (6/6/2016 Terminated)Maine
Registered Investment Advisory firm - (6/3/2016 Terminated)Maryland
Registered Investment Advisory firm - (6/3/2016 Terminated)Tennessee
Registered Investment Advisory firm - (6/3/2016 Terminated)Texas
Registered Investment Advisory firm - (6/3/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(12/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SF
SAGEGUARD FINANCIAL GROUP, LLC
ASPEN WEALTH MANAGEMENT | WIN FINANCIAL STRATEGIES | VANCE FINANCIAL | UNION FINANCIAL SERVICES | THE OFFICES OF PATRICK J. WEHRLY | SAGEGUARD INVESTMENT ADVISORY SERVICES, LLC | SAGEGUARD INVESTMENT ADVISORY SERVICES | SAGEGUARD FINANCIAL GROUP, LLC | PINEYWOODS FINANCIAL | HERITAGE FINANCIAL PLANNING, LLC | GOLDEN RULE WEALTH PRESERVATION | EVANS ADVISORY SERVICES | DOBBINS WEALTH MANAGEMENT | CONFIDENTLY RETIRED | CHESAPEAKE FINANCIAL SOLUTIONS INC. | BIG COUNTRY FINANCIAL
CRD#: 160266 / SEC#: 801-127052
RIA
Registered Investment Advisory firm - (12/19/2022 Approved)Arizona
Registered Investment Advisory firm - (6/3/2016 Terminated)California
Registered Investment Advisory firm - (7/3/2016 Terminated)Florida
Registered Investment Advisory firm - (6/3/2016 Terminated)Indiana
Registered Investment Advisory firm - (6/6/2016 Terminated)Kentucky
Registered Investment Advisory firm - (6/6/2016 Terminated)Maine
Registered Investment Advisory firm - (6/3/2016 Terminated)Maryland
Registered Investment Advisory firm - (6/3/2016 Terminated)Tennessee
Registered Investment Advisory firm - (6/3/2016 Terminated)Texas
Registered Investment Advisory firm - (6/3/2016 Terminated)PREMIUM
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Contact information
Main Address
3066 Business Park Circle, Goodlettsville, TN 37072
Mailing Address
Phone number
(615) 859-4567
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,676 |
| AUM (Assets Under Management) | $ 755,666,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
