AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
John Otto Hetzel

John Otto Hetzel

CFP®, CIMA®
SK ADVISOR NETWORK
PLANO, TX
·CRD# 4147688·26 years experience

Professional Summary

John Otto Hetzel, CFP®, CIMA® is a registered financial advisor currently at SK ADVISOR NETWORK, LLC located in Plano, Texas and POMONA WEALTH MANAGEMENT, LLC located in Plano, Texas. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 9 firms and has passed the Series 66, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

$250K–$500K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Pre-Retirees
Retirees

Services Offered

  • Financial Planning
  • Investment Management
  • Retirement Planning
  • Risk Management & Insurance
  • Estate & Legacy Planning
  • Tax Planning

Specializations

Alternative or Private Investments

Biography

My story in finance started by accident when I took a chance with a company offering me the chance to help teachers plan for retirement. We did this by helping them set up their 403b plans through their local school districts. Both my parents were teachers, and I was not excited about the more traditional path for me within the engineering industry, so I went for it. I knew just enough more, at just that...

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
View profile
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2002
CIMA®
Certified Investment Management Analyst

Years of Experience

26 years in the financial services industry

Current & Past Employments

Current

SK ADVISOR NETWORK, LLCCurrent·CRD# 317533
RIA
8105 Rasor Blvd. Box #87, Plano, TX 75024
December 20, 2021 - Present
POMONA WEALTH MANAGEMENT, LLCCurrent·CRD# 329171
RIA
8105 Rasor Blvd Box #87, Plano, TX 75024
April 18, 2024 - Present
NFWMCurrent·CRD# 317406
RIA
8105 Rasor Blvd. Box #87, Plano, TX 75024
October 2, 2024 - Present

Past

NFWMPast·CRD# 317406
RIA
Plano, TX
December 20, 2021 - October 2, 2024
BEAIRD HARRISPast·CRD# 107238
RIA
Dallas, TX
June 7, 2012 - January 24, 2022
JWA FINANCIAL GROUP, INC.Past·CRD# 114646
RIA
Dallas, TX
September 15, 2008 - May 23, 2012
CADENCE FINANCIAL ADVISORS, LLCPast·CRD# 141807
RIA
Dallas, TX
October 10, 2006 - September 25, 2008
STRATEGIC ADVISERS LLCPast·CRD# 104555
RIA
Irving, TX
October 21, 2005 - September 12, 2006
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Irving, TX
May 16, 2001 - September 12, 2006
CETERA FINANCIAL SPECIALISTS LLCPast·CRD# 10358
BD
Schaumburg, IL
March 22, 2000 - April 27, 2001

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

NF
NFWM

NFWM | NO FATE BWWM, LLC | NO FATE BWWM

CRD#: 317406 / SEC#: 801-122753
RIA
Registered Investment Advisory firm - SEC (11/24/2021 Approved)

Contact Information

Main Address

8105 Rasor Blvd. Box #87, Plano, TX 75024

Phone Number

(214) 379-3333

# of Employees

2

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM & INDIVIDUAL DISCLOSURE BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

662

AUM (Assets Under Management)

$311,863,610

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John is an authorized agent and has Power of Attorney for Mountain Point, LLC. Less than 1% of the advisor's time is spent in this role. sK Advisor Network, LLC, Investment Related, Same Address, Managing Member & CCO, Start Date 12/2021, 5 to 10 hours a month during market hours. sK is an SEC registered IA that is a collective of multiple smaller RIAs that together can achieve greater industry scale and shared services. sK Advisor Network provides fee-only asset management and financial services through consultations and also furnishes advice to clients on matters not involving securities. sK Consulting, Not Investment Related, Same Address, Consulting Firm, Founding Partner, Start date: 11/2021 , 5-10 hours per month with 0-5 during trading hours. Duties include RIA & Advisor Coaching through calls, video conferencing, and in-person meetings with the use of Foresight framework to help advisors think differently about tomorrow, so they can act smarter today. Project Mayhem, Not Investment Related, Address: 4500 Salerno Circle, Plano, TX 75093, Philanthropic and Consultative Business, Founding Partner, Start date: 01/2020, 10 hours per month, 0 hours during trading hours. Duties include helping juvenile and young adult grappling athletes make the most of their time in the sport.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NFWM

NFWM | NO FATE BWWM, LLC | NO FATE BWWM

CRD#: 317406 / SEC#: 801-122753
RIA
Registered Investment Advisory firm - SEC (11/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(12/20/2021)
IAR
Washington
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2000About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view John Otto Hetzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by John

  • Financial Planning
  • Investment Management
  • Retirement Planning
  • Risk Management & Insurance
  • Estate & Legacy Planning
  • Tax Planning

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#