WT
William R. Tevis
TEVIS INVESTMENT MANAGEMENT
Plano, TX 75093
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CRD#: 4147664
WT
Professional summary
William Ryan Tevis, who also goes by Ryan Tevis, is a registered financial advisor currently at TEVIS INVESTMENT MANAGEMENT, LLC located in Plano, Texas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Tevis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ryan Tevis, Business is investment related, Located at 4300 Marsh Ridge Rd., Suite 112, Carrollton, TX 75010, Nature of business: Insurance/Annuities, Insurance agent for various insurance companies. Title: Insurance Agent, Started 11/2002, Devote 1 to 2 hours/month, 1 to 2 hours a month during trading hours, Duties: Mainly service the annuity accounts and handle distributions and reallocation's for the clients. Ryan Palmer Foundation, non-investment related, 5700 West Plano Parkway Suite 3800 Plano Tx 75093, Nature of business: Non profit for medical services, Title: Treasurer , January 2018, 2 hours a month, 0 hours during trading hours, Pay monthly bills and handling the financials for the Foundation.
CRS (Client Relationship Summary) - RIA
Click below to view William Ryan Tevis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2013 - Present
TEVIS INVESTMENT MANAGEMENT, LLC
Office #1: 5700 West Plano Parkway Suite 3800, Plano, TX 75093RIA
CRD#: 167750
Plano, TX
Past
March 26, 2013 - July 20, 2018
BRAZOS SECURITIES, INC.
BD
CRD#: 21624
DALLAS, TX
Past
August 28, 2012 - June 21, 2013
TH WEALTH MANAGEMENT LLC
RIA
CRD#: 165101
DALLAS, TX
Past
December 19, 2007 - February 25, 2013
ANDREW GARRETT INC.
RIA
CRD#: 29931
DALLAS, TX
Past
December 11, 2002 - February 25, 2013
ANDREW GARRETT INC.
BD
CRD#: 29931
DALLAS, TX
Past
June 1, 2000 - December 9, 2002
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DALLAS, TX
Past
April 19, 2000 - December 9, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TEVIS INVESTMENT MANAGEMENT, LLC
TEVIS INVESTMENT MANAGEMENT, LLC
CRD#: 167750 / SEC#: 801-121011
RIA
Registered Investment Advisory firm - (4/29/2021 Approved)Louisiana
Registered Investment Advisory firm - (12/14/2021 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2021 Terminated)Texas
Registered Investment Advisory firm - (12/14/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(4/16/2018)
IAR
New Mexico(7/9/2013)
IAR
Texas(6/12/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TI
TEVIS INVESTMENT MANAGEMENT, LLC
TEVIS INVESTMENT MANAGEMENT, LLC
CRD#: 167750 / SEC#: 801-121011
RIA
Registered Investment Advisory firm - (4/29/2021 Approved)Louisiana
Registered Investment Advisory firm - (12/14/2021 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2021 Terminated)Texas
Registered Investment Advisory firm - (12/14/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 West Plano Parkway Suite 3800, Plano, TX 75093
Mailing Address
Phone number
(972) 971-2169
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 509 |
| AUM (Assets Under Management) | $ 206,461,696 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TEVIS INVESTMENT MANAGEMENT, LLC
CRD#: 167750Plano, TX 75093TRUST BUT VERIFY
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