Brian P. Loper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Loper was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2008 - October 24, 2012
STRAUSS FINANCIAL GROUP, INC.
August 8, 2007 - September 20, 2007
INTL ADVISORY CONSULTANTS INC.
June 8, 2007 - November 10, 2008
STONEX SECURITIES INC.
December 16, 2004 - April 20, 2005
FSC SECURITIES CORPORATION
June 6, 2000 - January 3, 2003
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STRAUSS FINANCIAL GROUP, INC.
CRD#: 109586 / SEC#: 801-96209
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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