John W. Schoeninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Schoeninger was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 9 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2011 - January 23, 2012
SINCLAIR & COMPANY, LLC
September 26, 2008 - March 23, 2009
RIDGEWAY & CONGER, INC.
June 12, 2002 - November 17, 2005
AFS BROKERAGE, INC.
June 10, 2002 - June 14, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
August 11, 2000 - June 10, 2002
CONSECO SECURITIES, INC.
November 29, 1993 - September 11, 1998
WS GRIFFITH SECURITIES, INC.
August 8, 1983 - November 29, 1993
VP DISTRIBUTORS LLC
March 22, 1972 - August 18, 1982
HORNOR, TOWNSEND & KENT, LLC
April 18, 1969 - February 21, 1971
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/14/1969
Registered Representative ExaminationCurrent Firm
SINCLAIR & COMPANY, LLC
CRD#: 133754 / SEC#: , 8-66769
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
