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Nisha N. Patel-sanders

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CRD#: 4147200
NP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nisha N Patel-sanders, who also goes by Nisha Naren Patel, Nisha N Patel- Sanders, Nisha - Patel-sanders, Nisha Patel-sanders, was a registered financial professional .

Nisha is a previously registered financial professional and started their career in finance in 2000. Nisha had worked at 10 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nisha Naren Patel | Nisha N Patel- Sanders | Nisha - Patel-Sanders | Nisha Patel-Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Niva Inc - Restaurants/Grocery Stores since 1/202 - Owner/VP - Accounting/Tax Filing - 2 to 4 hours monthly with none during trading hours - Loveland, OH Jameston development LLC - Real estate investment - Owner/Partner since 2/2017- Project management as needed - Pineville, NC - Trustee - 0 hours - 9/2014

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 8, 2024 - August 4, 2025

ANALYST HUB SECURITIES, LLC

BD
CRD#: 297665
AUSTIN, TX
Past

March 4, 2022 - October 2, 2023

CAPE INVESTMENT ADVISORY, INC.

RIA
CRD#: 146384
Charlotte, NC
Past

April 20, 2021 - October 2, 2023

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

BD
CRD#: 7388
Cornelius, NC
Past

March 29, 2018 - February 12, 2019

BRIGHTHOUSE SECURITIES, LLC

BD
CRD#: 285300
CHARLOTTE, NC
Past

June 28, 2017 - September 25, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

June 23, 2017 - September 25, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

March 25, 2017 - June 12, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
CHARLOTTE, NC
Past

March 25, 2017 - June 12, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CHARLOTTE, NC
Past

April 15, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
CHARLOTTE, NC
Past

February 12, 2014 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
CHARLOTTE, NC
Past

February 12, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
CHARLOTTE, NC
Past

June 25, 2013 - December 10, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLOTTE, NC
Past

May 9, 2013 - December 10, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

April 10, 2000 - September 27, 2011

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/4/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/20/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/4/2014
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/17/2014
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/25/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/17/2008
General Securities Sales Supervisor - Options Module Examination

Current Firm

AH
ANALYST HUB SECURITIES, LLC
ANALYST HUB SECURITIES, LLC

CRD#: 297665 / SEC#: , 8-70144

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746
Mailing Address
2301 S. Capital Of Texas Hwy Ste. J-101, Austin, TX 78746
Phone number
(646) 543-4099
Established
Delaware since 05/17/2018
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ANALYST HUB HOLDINGS, LLCPARENT COMPANY
KRONENBERG, MICHAEL JEANCHIEF EXECUTIVE OFFICER4451109
THORNTON, STEVEN LEEFINOP / CHIEF COMPLIANCE OFFICER4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANALYST HUB SECURITIES, LLC

CRD#: 297665

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