Janel Durfee

WEALTH RESOURCE INVESTMENT ADVISORS LLC

Mesa, AZ 85206

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CRD#: 4147196

Professional summary

Janel Durfee, who also goes by Janel Wade, is a registered financial advisor currently at WEALTH RESOURCE INVESTMENT ADVISORS LLC located in Mesa, Arizona.

Janel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Janel has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janel Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment adviser representative with another investment advisory firm; Wealth Resource Investment Advisors LLC. Insurance agent, and self-employed by Wealth Planning Strategies LLC, a licensed Insurance Agency. Manager of Turnkey Management LLC, our family office

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janel Durfee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2019 - Present

WEALTH RESOURCE INVESTMENT ADVISORS LLC

Office #1: 1423 S. Higley Road Suite #128, Mesa, AZ 85206

RIA

CRD#: 300752

Mesa, AZ

Past

September 19, 2022 - May 1, 2024

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174767

Mesa, AZ

Past

January 25, 2012 - November 20, 2019

TRIBECA FINANCIAL, LLC

RIA

CRD#: 113245

MESA, AZ

Past

May 11, 2010 - December 31, 2011

TRIBECA ADVISORS, LLC

RIA

CRD#: 148283

MESA, AZ

Past

September 10, 2007 - May 17, 2010

TRIBECA FINANCIAL, LLC

RIA

CRD#: 113245

MESA, AZ

Past

September 10, 2002 - June 2, 2004

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

SALT LAKE CITY , UT

Past

April 26, 2001 - June 2, 2004

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 26, 2000 - April 6, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/25/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH RESOURCE INVESTMENT ADVISORS LLC

CRD#: 300752 / SEC#:

Arizona

Registered Investment Advisory firm - (3/11/2019 Approved)

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Contact information

Main Address

1423 S. Higley Road Suite #128, Mesa, AZ 85206

Mailing Address

Phone number

(480) 681-1400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 11,123,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Janel Durfee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janel Durfee's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH RESOURCE INVESTMENT ADVISORS LLC

LEGACY WEALTH MANAGEMENT, LLC

TRIBECA FINANCIAL, LLC

TRIBECA ADVISORS, LLC

TRIBECA FINANCIAL, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2007

Series 63

Date: 5/31/2000

Series 6

Date: 5/25/2000

Current Firm

WEALTH RESOURCE INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH RESOURCE INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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