Melvin Schoenblum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Schoenblum was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1967. Melvin had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1991 - January 14, 1997
OSCAR GRUSS & SON INCORPORATED
July 24, 1986 - September 5, 1990
ALEX. BROWN & SONS INCORPORATED
January 27, 1981 - July 22, 1986
CIBC WORLD MARKETS CORP.
November 29, 1977 - February 23, 1981
ICAHN & CO., INC.
April 1, 1976 - July 28, 1989
THE J.P. CABOT ORGANIZATION CORP.
April 25, 1975 - May 3, 1976
WESTMINSTER SECURITIES CORPORATION
August 15, 1967 - November 14, 1974
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/5/1962
Registered Representative ExaminationCurrent Firm
OSCAR GRUSS & SON INCORPORATED
CRD#: 2091 / SEC#: , 8-22371
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 5 |
| Judgment/Lien | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.