FS
Fabrizio G. Sanchez
FIFTH THIRD SECURITIES
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 4146936
FS
Professional summary
Fabrizio Gerardo Sanchez, who also goes by Fabrizio Sancez, Fab Gerardo Sanchez, Fabrizio Gerardo Sanchez, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Boca Raton, Florida.
Fabrizio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Fabrizio has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fabrizio Sancez | Fab Gerardo Sanchez | Fabrizio Gerardo Sanchez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Fabrizio Gerardo Sanchez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fabrizio Gerardo Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2022 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 120 E. Palmetto Park Road Suite 100, Boca Raton, FL 33432Office #2: 6651 Lake Worth Road, Lake Worth, FL 33467Office #3: 10891 South Jog Road, Boynton Beach, FL 33437Office #4: 9035 Lafontana Blvd, Boca Raton, FL 33434Office #5: 7028 W Palmetto Park Rd #101, Boca Raton, FL 33433Office #6: 600 N Congress, Boynton Beach, FL 33426Office #7: 3800 N Federal Hwy, Lighthouse Point, FL 33064Office #8: 900 State Road 7, Wellington, FL 33411Office #9: 1189 W. Lantana Road, Lantana, FL 33462Office #10: 5090 W Atlantic Ave, Delray Beach, FL 33484Office #11: 4681 Hypoluxo Road, Lake Worth, FL 33463Office #12: 16725 Persimmon Blvd, Westlake, FL 33470Office #13: 8819 Hypoluxo Road, Lake Worth, FL 33467RIA
BD
CRD#: 628
Boca Raton, FL
Current
August 4, 2022 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 120 E. Palmetto Park Road Suite 100, Boca Raton, FL 33432Office #2: 6651 Lake Worth Road, Lake Worth, FL 33467Office #3: 10891 South Jog Road, Boynton Beach, FL 33437Office #4: 9035 Lafontana Blvd, Boca Raton, FL 33434Office #5: 7028 W Palmetto Park Rd #101, Boca Raton, FL 33433Office #6: 600 N Congress, Boynton Beach, FL 33426Office #7: 3800 N Federal Hwy, Lighthouse Point, FL 33064Office #8: 900 State Road 7, Wellington, FL 33411Office #9: 1189 W. Lantana Road, Lantana, FL 33462Office #10: 5090 W Atlantic Ave, Delray Beach, FL 33484Office #11: 4681 Hypoluxo Road, Lake Worth, FL 33463Office #12: 16725 Persimmon Blvd, Westlake, FL 33470Office #13: 8819 Hypoluxo Road, Lake Worth, FL 33467RIA
BD
CRD#: 628
Boca Raton, FL
Past
August 8, 2019 - August 2, 2022
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
DELRAY BEACH, FL
Past
August 8, 2019 - August 2, 2022
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
DELRAY BEACH, FL
Past
October 30, 2014 - August 12, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOLLYWOOD, FL
Past
October 29, 2014 - August 12, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
HOLLYWOOD, FL
Past
November 4, 2013 - October 30, 2014
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BOCA RATON, FL
Past
October 31, 2013 - October 30, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOCA RATON, FL
Past
January 10, 2013 - October 29, 2013
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BOCA RATON, FL
Past
December 11, 2009 - October 29, 2013
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BOCA RATON, FL
Past
January 27, 2009 - October 29, 2009
COLONIAL ASSET MANAGEMENT INC
RIA
CRD#: 108950
BOCA RATON, FL
Past
January 21, 2009 - October 30, 2009
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
BOCA RATON, FL
Past
April 11, 2007 - January 16, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
BOCA RATON, FL
Past
April 10, 2007 - January 16, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
BOCA RATON, FL
Past
November 2, 2004 - April 26, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
BOCA RATON, FL
Past
September 5, 2003 - April 26, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
BOCA RATON, FL
Past
August 11, 2000 - August 29, 2003
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/5/2022)
IAR
Florida(8/5/2022)
RR
Georgia(9/9/2022)
RR
Illinois(9/9/2022)
RR
Indiana(9/6/2022)
RR
Kentucky(8/30/2024)
RR
Michigan(9/7/2022)
RR
Nevada(9/14/2022)
RR
New York(8/26/2022)
RR
North Carolina(9/7/2022)
RR
Ohio(9/6/2022)
RR
Pennsylvania(9/7/2022)
RR
Tennessee(9/7/2022)
RR
Texas(8/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Boca Raton, FL 33432TRUST BUT VERIFY
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