Edward H. Schoenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Henry Schoenberger was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1969. Edward had worked at 10 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2004 - October 5, 2009
STEVEN L. FALK & ASSOCIATES INC.
October 31, 2003 - March 25, 2004
UNITED SECURITIES ALLIANCE, INC.
April 9, 2003 - March 17, 2004
JAMES HAROLD GOODE, JR.
April 30, 1997 - December 31, 2002
FINANCIAL AMERICA SECURITIES, INC.
September 28, 1994 - October 1, 1995
A. T. BROD & CO. INC.
March 16, 1989 - January 25, 1994
SCHOENBERGER FINANCIAL LTD., INC.
March 11, 1982 - March 1, 1989
MUTUAL SERVICE CORPORATION
April 8, 1980 - September 23, 1981
DALEY & COMPANY
February 9, 1971 - December 31, 1979
FIRST CLEVELAND INVESTMENTS, INC.
April 11, 1969 - April 13, 1971
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/7/1969
Registered Representative ExaminationCurrent Firm
STEVEN L. FALK & ASSOCIATES INC.
CRD#: 14297 / SEC#: , 8-29688
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
