John Richardson
Professional summary
John Richardson, who also goes by John A Richardson, John Arthur Richardson, Chip Richardson, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Henrico, Virginia and EMPOWER FINANCIAL SERVICES, INC. located in Richmond, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
May 4, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
August 24, 2020 - April 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 2020 - April 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 2008 - August 19, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - August 24, 2001
WELLS FARGO CLEARING SERVICES, LLC
May 5, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2021)
(5/5/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 7/17/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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