Cynthia M. Derso

PROACTIVE WEALTH STRATEGIES

Marietta, GA 30068

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CRD#: 4146436

Professional summary

Cynthia Marshall Derso, who also goes by Cindy M Biederman Mrs, Cynthia (cindy) Marshall Biederman, Cindy M Derso, Cindy Marshall Derso, is a registered financial advisor currently at PROACTIVE WEALTH STRATEGIES, LLC located in Marietta, Georgia.

Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Cynthia has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cindy M Biederman Mrs | Cynthia (cindy) Marshall Biederman | Cindy M Derso | Cindy Marshall Derso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/10/2022 - PROACTIVE WEALTH STRATEGIES, LLC- Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/01/2022 - 160 Hours Per Month/ 7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Proactive Wealth Strategies, LLC an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Marshall Derso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2022 - Present

PROACTIVE WEALTH STRATEGIES, LLC

Office #1: 533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068

RIA

CRD#: 318872

Marietta, GA

Past

February 14, 2018 - June 29, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MARIETTA, GA

Past

February 14, 2018 - December 31, 2024

LPL FINANCIAL LLC

CRD#: 6413

MARIETTA, GA

Past

May 18, 2011 - February 20, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

MARIETTA, GA

Past

May 18, 2011 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

MARIETTA, GA

Past

January 15, 2010 - July 6, 2011

PROACTIVE WEALTH STRATEGIES, LLC

RIA

CRD#: 142646

MARIETTA, GA

Past

August 9, 2007 - December 31, 2009

PROACTIVE WEALTH STRATEGIES, LLC

RIA

CRD#: 142646

MARIETTA, GA

Past

March 13, 2007 - August 21, 2007

TRIAD ADVISORS LLC

RIA

CRD#: 25803

MARIETTA, GA

Past

March 6, 2007 - May 18, 2011

TRIAD ADVISORS LLC

CRD#: 25803

MARIETTA, GA

Past

March 13, 2006 - March 9, 2007

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

ATLANTA, GA

Past

May 3, 2005 - March 9, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

ATLANTA, GA

Past

February 21, 2002 - May 13, 2005

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

May 15, 2000 - February 26, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROACTIVE WEALTH STRATEGIES, LLC

PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC

CRD#: 318872 / SEC#: 801-123491

RIA

Registered Investment Advisory firm - (3/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2014

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 10/23/2012

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 5/12/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROACTIVE WEALTH STRATEGIES, LLC

PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC

CRD#: 318872 / SEC#: 801-123491

RIA

Registered Investment Advisory firm - (3/22/2022 Approved)

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Contact information

Main Address

533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068

Mailing Address

Phone number

(770) 971-4142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 253,549,812

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Cynthia M. Derso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Marshall Derso's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PROACTIVE WEALTH STRATEGIES, LLC

PROACTIVE WEALTH STRATEGIES, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

TRIAD ADVISORS LLC

WMA SECURITIES, INC.

Primary Firm SEC Registration

PROACTIVE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2006

Series 63

Date: 5/25/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2014

Series 62

Date: 10/23/2012

Series 6

Date: 5/12/2000

Current Firm

PROACTIVE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROACTIVE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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