Stephen P. King

WEALTHQUEST

Cincinnati, OH 45241

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CRD#: 4146263

Professional summary

Stephen Paul King, CFP® is a registered financial advisor currently at WEALTHQUEST CORPORATION located in Cincinnati, Ohio.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*INSURANCE AGENT FOR SEVERAL INSURANCE COMPANIES FOR LIFE, HEALTH, DIS. AND LTC. 5 HR/MO DURING TRADING HOURS. 4/1/2000 to present. *S. P. KING RENTAL PROPERTY. OWNER. DUPLEX 3767 ANDREW AVE, CINCINNATI, OH, 45209. 9/1/2002 TO PRESENT. 5 HR/MO NOT DURING TRADING HOURS. *INSTRUCTOR FOR KAPLAN. TEACH CFP CURRICULUM. 2 HR/MO NOT DURING TRADING HOURS. 4/1/2014 TO PRESENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Paul King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

August 2, 2007 - Present

WEALTHQUEST CORPORATION

Office #1: 50 E-business Way Suite 120, Cincinnati, OH 45241

RIA

CRD#: 141473

Cincinnati, OH

Past

July 28, 2000 - August 1, 2007

EQUITY SERVICES, INC.

RIA

CRD#: 265

CINCINNATI, OH

Past

April 17, 2000 - August 1, 2007

EQUITY SERVICES, INC.

CRD#: 265

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHQUEST CORPORATION

CRD#: 141473 / SEC#: 801-67079

RIA

Registered Investment Advisory firm - (8/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/15/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHQUEST CORPORATION

CRD#: 141473 / SEC#: 801-67079

RIA

Registered Investment Advisory firm - (8/17/2006 Approved)

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Contact information

Main Address

50 E-business Way Suite 120, Cincinnati, OH 45241

Mailing Address

50 E-business Way Suite 120, Cincinnati, OH 45241

Phone number

(513) 530-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHQUEST CORPORATION FORM ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	5,194
AUM (Assets Under Management)	$ 1,932,422,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen P. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Paul King's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHQUEST CORPORATION

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

WEALTHQUEST CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2000

Series 6

Date: 4/15/2000

Current Firm

WEALTHQUEST CORPORATION

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHQUEST CORPORATION

TRUST BUT VERIFY

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