JM
Joseph D. Mcdermott
CURI CAPITAL
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 4146135
JM
Professional summary
Joseph Daniel Mcdermott, who also goes by Joseph Daniel Mcdermott, Joe Mcdermott, is a registered financial advisor currently at CURI CAPITAL, LLC located in Chicago, Illinois and FORESIDE FUND SERVICES, LLC located in Hawthorn Woods, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 12 firms and has passed the Series 65, Series 66, Series 52TO, Series 99TO, SIE, Series 31, Series 3, Series 55, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Daniel Mcdermott | Joe Mcdermott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Curi RMB Capital, LLC; Chicago, IL; Investment Related - Yes; Started 10/2022; Registered Investment Adviser; Chief Compliance Officer; responsible for compliance and risk management activities; 160 hours per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Daniel Mcdermott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2023 - Present
CURI CAPITAL, LLC
Office #1: One North Wacker Drive Suite 3500, Chicago, IL 60606RIA
CRD#: 134249
CHICAGO, IL
Current
April 5, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #2: One North Wacker Drive Suite 3500, Chicago, IL 60606BD
CRD#: 46106
Hawthorn Woods, IL
Past
December 22, 2020 - January 6, 2022
ALARIC DISTRIBUTORS, LLC
BD
CRD#: 304165
New Jersey, NJ
Past
April 14, 2020 - October 12, 2022
AMP WEALTH MANAGEMENT
RIA
CRD#: 108712
Hawthorn Woods, IL
Past
January 23, 2020 - May 25, 2021
ICV GROUP, INC.
BD
CRD#: 294024
NEW YORK, NY
Past
February 10, 2017 - May 3, 2018
AVIVA INVESTORS AMERICAS
RIA
CRD#: 163989
CHICAGO, IL
Past
May 9, 2016 - April 27, 2018
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Chicago, IL
Past
May 19, 2010 - July 1, 2011
BLUE FIRE CAPITAL, LLC
BD
CRD#: 144831
CHICAGO, IL
Past
January 9, 2008 - September 30, 2015
KEELEY INVESTMENT CORP.
BD
CRD#: 7346
CHICAGO, IL
Past
July 11, 2006 - November 19, 2008
BONDWAVE LLC
BD
CRD#: 113229
WHEATON, IL
Past
July 10, 2006 - July 1, 2011
FIRST TRUST PORTFOLIOS L.P.
BD
CRD#: 28519
WHEATON, IL
Past
January 28, 2004 - May 10, 2006
DRIEHAUS SECURITIES LLC
BD
CRD#: 8197
CHICAGO, IL
Past
August 26, 2003 - January 15, 2004
ARTISAN PARTNERS DISTRIBUTORS LLC
BD
CRD#: 45446
MILWAUKEE, WI
Past
April 4, 2000 - August 8, 2003
DRIEHAUS SECURITIES LLC
BD
CRD#: 8197
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS
CRD#: 134249 / SEC#: 801-63939
RIA
Registered Investment Advisory firm - (2/15/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2023)
RR
Arizona(6/22/2023)
RR
Arkansas(6/22/2023)
RR
California(6/22/2023)
RR
Colorado(6/22/2023)
RR
Connecticut(6/22/2023)
RR
Delaware(6/22/2023)
RR
District of Columbia(6/22/2023)
RR
Florida(6/22/2023)
RR
Georgia(6/22/2023)
RR
Illinois(4/6/2023)
IAR
Illinois(8/7/2023)
RR
Indiana(6/22/2023)
RR
Iowa(6/22/2023)
RR
Kansas(6/22/2023)
RR
Kentucky(6/22/2023)
RR
Louisiana(6/22/2023)
RR
Maryland(6/22/2023)
RR
Massachusetts(6/22/2023)
RR
Michigan(6/22/2023)
RR
Minnesota(6/22/2023)
RR
Mississippi(6/22/2023)
RR
Missouri(6/22/2023)
RR
Nebraska(6/22/2023)
RR
New Hampshire(6/22/2023)
RR
New Jersey(6/22/2023)
RR
New York(6/22/2023)
RR
North Carolina(6/22/2023)
RR
North Dakota(6/22/2023)
RR
Ohio(6/22/2023)
RR
Oklahoma(6/22/2023)
RR
Oregon(6/22/2023)
RR
Pennsylvania(6/22/2023)
RR
South Carolina(6/22/2023)
RR
South Dakota(6/22/2023)
RR
Tennessee(6/22/2023)
RR
Texas(6/22/2023)
RR
Virginia(6/22/2023)
RR
Washington(6/22/2023)
RR
Wisconsin(6/22/2023)
RR
Wyoming(6/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/16/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS
CRD#: 134249 / SEC#: 801-63939
RIA
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Contact information
Main Address
One North Wacker Drive Suite 3500, Chicago, IL 60606
Mailing Address
Phone number
(312) 993-5800
Established
Firm type
Fiscal year end
# of Employees
168
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
