AL
Ann Marie Liotta
M HOLDINGS SECURITIES
Houston, TX 77027
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CRD#: 4146097
AL
Professional summary
Ann Marie Liotta, who also goes by Ann Marie Casinelli, Ann Marie Liotta, Ann Marie Reyher, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Houston, Texas.
Ann Marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ann Marie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ann Marie Casinelli | Ann Marie Liotta | Ann Marie Reyher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cohn Financial Group; 5090 North 40th Street, Suite 180, Phoenix, AZ 85018; 07/2019; US Wealth Strategist; Subject matter expert speaking on tax and investment structures; Investment Related; 160 hours/month; 160 hours/month during business hours; Wages/Salary. 2) Gallagher; 1900 West Loop South, Suite 1600, Houston, TX 77027; 10/13/2021; Producer; Educate and advise on life insurance structures and solutions; Not Investment Related; 80 hours/month; 80 hours/month during business hours; Wages/Salary. 3) Starboard Advisors LLC; 2 Union Street, Suite 401, Portland ME 04101; Investment Advisory Board; Investment Related; Unaffiliated Advisory Board Member; Provide consultations related to insurance; 2/1/2022; 1 hour per month; 1 hour per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ann Marie Liotta's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ann Marie Liotta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1900 W Loop S., Houston, TX 77027RIA
BD
CRD#: 43285
Houston, TX
Current
August 7, 2019 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5090 N. 40th Street Suite 180, Phoenix, AZ 85018RIA
BD
CRD#: 43285
Phoenix, AZ
Past
September 16, 2020 - September 17, 2020
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PHOENIX, AZ
Past
September 7, 2017 - August 6, 2019
AXCELUS FINANCIAL DISTRIBUTION COMPANY
BD
CRD#: 38383
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/22/2020)
RR
Arizona(8/27/2020)
RR
Arkansas(11/25/2025)
RR
California(6/29/2022)
RR
Connecticut(11/25/2025)
RR
Delaware(1/26/2024)
RR
District of Columbia(1/26/2024)
RR
Florida(6/29/2022)
RR
Georgia(9/7/2021)
RR
Illinois(10/24/2023)
RR
Indiana(6/29/2022)
RR
Kansas(11/25/2025)
RR
Louisiana(6/29/2022)
RR
Maine(9/10/2024)
RR
Massachusetts(11/25/2025)
RR
Michigan(11/25/2025)
RR
Minnesota(11/25/2025)
RR
Montana(9/15/2020)
RR
Nevada(8/29/2023)
RR
New Hampshire(5/1/2025)
RR
New Jersey(6/29/2022)
RR
New York(9/27/2022)
RR
North Carolina(6/23/2022)
RR
Ohio(11/26/2025)
RR
Oklahoma(6/29/2022)
RR
Pennsylvania(6/29/2022)
RR
South Carolina(4/25/2022)
RR
South Dakota(10/26/2020)
RR
Tennessee(11/25/2025)
RR
Texas(1/11/2022)
IAR
Texas(4/27/2022)
RR
Vermont(11/25/2025)
RR
Virginia(10/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
