SE
Sharon J. Evans
MARSHALL INVESTMENT MANAGEMENT
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 4146079
SE
Professional summary
Sharon Joy Evans, who also goes by Sharon Joy Botham, is a registered financial advisor currently at MARSHALL INVESTMENT MANAGEMENT, LLC located in Greenwood Village, Colorado and LPL FINANCIAL LLC located in Greenwood Village, Colorado.
Sharon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Sharon has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 4, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharon Joy Botham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/9/2015 - Marshall Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2015 - Time Spent 100%. 2. 10/25/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 10/01/2018 - 1 Hour Per Month During Securities Trading - Notary Public for State of Colorado. 3. 3/1/2021 - Marshall Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2021 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/26/2022 - Cavill and Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/06/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 5. 07/05/2023 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 06/06/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Joy Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2015 - Present
MARSHALL INVESTMENT MANAGEMENT, LLC
Office #1: 5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111RIA
CRD#: 174817
GREENWOOD VILLAGE, CO
Current
July 9, 2015 - Present
LPL FINANCIAL LLC
Office #1: 5251 Dtc Pkwy Ste 1185, Greenwood Village, CO 80111RIA
BD
CRD#: 6413
GREENWOOD VILLAGE, CO
Past
May 1, 2006 - August 17, 2016
JASMIJN CAPITAL MANAGEMENT, LLC
RIA
CRD#: 127066
WHEATIDGE, CO
Past
August 1, 2001 - July 10, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/9/2015)
RR
Arizona(7/9/2015)
RR
Arkansas(1/16/2020)
RR
California(7/9/2015)
RR
Colorado(7/9/2015)
IAR
Colorado(7/30/2015)
RR
District of Columbia(7/9/2015)
RR
Florida(7/9/2015)
RR
Georgia(9/18/2024)
RR
Hawaii(7/9/2015)
RR
Illinois(7/9/2015)
RR
Iowa(7/9/2015)
RR
Kansas(7/9/2015)
RR
Kentucky(5/26/2020)
RR
Maryland(7/9/2015)
RR
Massachusetts(7/9/2015)
RR
Minnesota(7/9/2015)
RR
Missouri(7/9/2015)
RR
Montana(7/9/2015)
RR
Nevada(4/4/2023)
RR
New Jersey(7/9/2015)
RR
New Mexico(7/9/2015)
RR
New York(7/9/2015)
RR
North Carolina(7/9/2015)
RR
Ohio(7/9/2015)
RR
Oklahoma(5/28/2024)
RR
Pennsylvania(7/9/2015)
RR
Rhode Island(7/9/2015)
RR
South Carolina(5/26/2020)
RR
South Dakota(7/9/2015)
RR
Texas(7/9/2015)
RR
Vermont(6/12/2024)
RR
West Virginia(7/9/2015)
RR
Wisconsin(7/9/2015)
RR
Wyoming(7/9/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111
Mailing Address
Phone number
(303) 991-6415
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,024 |
| AUM (Assets Under Management) | $ 264,092,743 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MARSHALL INVESTMENT MANAGEMENT, LLC
CRD#: 174817Greenwood Village, CO 80111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
