James S. Mathews

STARR-MATHEWS FINANCIAL

Calhoun, GA 30701

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CRD#: 4146073

Professional summary

James S Mathews is a registered financial advisor currently at STARR-MATHEWS FINANCIAL, LLC located in Calhoun, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/20/2005 - DBA ONLY - STARR MATHEWS FINANCIAL - STARR-MATHEWS FINANCIAL, LLC - TIME SPENT 20% - CALHOUN, GA. 2. 12/28/2005 - NON-VARIABLE INSURANCE - STARR MATHEWS AGENCY, INC. - INSURANCE: P&C, LIFE AND GROUP HEALTH INSURANCE. - TIME SPENT 80% - CALHOUN, GA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James S Mathews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2013 - Present

STARR-MATHEWS FINANCIAL, LLC

Office #1: 215 North Piedmont Street, Calhoun, GA 30701

RIA

CRD#: 166199

Calhoun, GA

Past

January 13, 2006 - February 25, 2013

LPL FINANCIAL LLC

CRD#: 6413

CALHOUN, GA

Past

July 3, 2000 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STARR-MATHEWS FINANCIAL, LLC

STARR-MATHEWS EMPLOYEE BENEFITS | STARR-MATHEWS FINANCIAL, LLC

CRD#: 166199 / SEC#: 801-113164

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (5/7/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/2000

General Securities Representative Examination

Current Firm

STARR-MATHEWS FINANCIAL, LLC

STARR-MATHEWS EMPLOYEE BENEFITS | STARR-MATHEWS FINANCIAL, LLC

CRD#: 166199 / SEC#: 801-113164

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (5/7/2018 Terminated)

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Contact information

Main Address

215 North Piedmont Street, Calhoun, GA 30701

Mailing Address

Po Box 188, Calhoun, GA 30703-0188

Phone number

(706) 624-4080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV APPENDIX - WRAP FEE BROCHURE (3/14/2025)

ADV PART 2A STARR-MATHEWS FINANCIAL, LLC (3/14/2025)

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 139,122,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James S. Mathews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James S Mathews's CRS (Customer Relationship Summary).

Certified licenses

Experience

STARR-MATHEWS FINANCIAL, LLC

LPL FINANCIAL LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

STARR-MATHEWS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2000

Series 7

Date: 6/29/2000

Current Firm

STARR-MATHEWS FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STARR-MATHEWS FINANCIAL, LLC

TRUST BUT VERIFY

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