Philip B. Grigus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Bart Grigus, who also goes by Philip B Grigus, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2005. Philip had worked at 7 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - November 14, 2023
BRUCE MARKETS LLC
October 2, 2014 - January 25, 2019
DOUGH LLC
October 2, 2014 - March 26, 2025
PEAK6 CAPITAL MANAGEMENT LLC
April 17, 2013 - January 8, 2014
DOUGH LLC
April 17, 2013 - January 8, 2014
OPTIONSHOUSE1, LLC
August 3, 2012 - April 26, 2013
PEAK6 VEGA MASTER FUND LLC
November 3, 2009 - April 3, 2012
DOUGH LLC
July 10, 2009 - April 3, 2012
MND PARTNERS, INC.
March 4, 2009 - April 3, 2012
OPTIONSHOUSE1, LLC
March 4, 2009 - January 30, 2014
PEAK6 CAPITAL MANAGEMENT LLC
June 26, 2006 - July 3, 2014
PEAK6 PERFORMANCE MANAGEMENT LLC
December 21, 2005 - June 22, 2006
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BRUCE MARKETS LLC
CRD#: 300209 / SEC#: , 8-70286
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
