Jeffrey Schnipper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Schnipper was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1969. Jeffrey had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 1983 - June 21, 1984
BUCKINGHAM SECURITIES, LTD.
August 3, 1981 - February 23, 1982
COLUMBINE SECURITIES, INC.
April 2, 1981 - June 12, 1981
BOETTCHER & COMPANY, INC.
May 17, 1978 - October 27, 1980
STATE STREET SECURITIES, INC.
January 24, 1973 - April 27, 1976
WINDSOR BENNETT CAPITAL GROUP CORP.
May 25, 1972 - February 15, 1974
CUSTODIAN SECURITY BROKERAGE CORP.
October 12, 1971 - July 8, 1972
FERRUGIA LIPPMAN HERKO & COYLE INC
March 23, 1971 - December 29, 1971
H. HENTZ & CO., INC.
December 4, 1969 - February 18, 1971
CBW HAYDEN STONE INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/1/1969
Registered Representative ExaminationCurrent Firm
BUCKINGHAM SECURITIES, LTD.
CRD#: 10570 / SEC#: , 8-27710
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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