Robert E. Schnelle
Professional summary
Robert Eugene Schnelle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Robert had worked at 1 firm, which includes AMERICAN GENERAL EQUITY SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 1972 - June 3, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/4/1972
Registered Representative ExaminationCurrent Firm
AMERICAN GENERAL EQUITY SERVICES CORPORATION
CRD#: 5435 / SEC#: , 8-15847
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY | OWNER | |
| BLEWS, LAURENCE EUGENE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | 1958916 |
| FORTIN, MARY JANE BARTOLOTTA | CHAIRMAN, DIRECTOR | 4648706 |
| GATESMAN, RICHARD JOHN II | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2162534 |
| JENNINGS, KYLE | SECRETARY | |
| OSMONSON, DEANNA DEE | VICE PRESIDENT, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 1961054 |
| REINER, JOHN JAY | TREASURER, CONTROLLER, FINOP | 4052196 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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