Andrew J. Noon
Professional summary
Andrew Joseph Noon is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Joseph Noon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2011 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104July 10, 2010 - May 25, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 31, 2004 - July 16, 2010
THOMAS WEISEL PARTNERS LLC
January 24, 2002 - December 2, 2002
W.R. HAMBRECHT + CO., LLC
May 10, 2000 - September 4, 2001
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2011)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/13/2001
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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