Gary J. Ratzker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Joel Ratzker was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2000. Gary had worked at 3 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2011 - September 12, 2013
CHIMERA SECURITIES, LLC
March 3, 2003 - June 10, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
May 3, 2000 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/21/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 5/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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