Amanda C. Vermillion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Chantal Vermillion, who also goes by Amanda Chantal Du Boff, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2000. Amanda had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - July 24, 2012
SALIENT CAPITAL L.P.
May 21, 2007 - September 30, 2010
HITHERLANE PARTNERS, LLC
March 18, 2005 - April 29, 2005
CITIGROUP GLOBAL MARKETS INC.
October 24, 2003 - December 17, 2004
APEX CLEARING CORPORATION
April 10, 2000 - April 16, 2001
PORTIGON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALIENT CAPITAL L.P.
CRD#: 147912 / SEC#: , 8-67938
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
