Kobi Ribak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kobi Ribak was a registered financial professional .
Kobi is a previously registered financial professional and started their career in finance in 2000. Kobi had worked at 13 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2017 - December 11, 2019
GREAT POINT CAPITAL LLC
July 21, 2016 - April 11, 2017
HOLD BROTHERS CAPITAL LLC
February 10, 2014 - March 31, 2014
CHIMERA SECURITIES, LLC
August 5, 2011 - November 22, 2011
PRIME EXECUTIONS, INC.
April 12, 2011 - August 11, 2011
TOPEKA CAPITAL MARKETS INC.
September 27, 2010 - February 15, 2011
WYNSTON HILL CAPITAL, LLC
March 4, 2010 - October 1, 2010
ECHOTRADE LLC
August 16, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2006 - July 31, 2006
ECHOTRADE LLC
February 1, 2006 - June 12, 2006
TRADESTATION SECURITIES, INC.
April 2, 2004 - July 21, 2004
TAFFERER TRADING, LLC
March 3, 2003 - March 31, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
March 5, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
October 31, 2000 - May 22, 2001
RUMSON CAPITAL, LLC
June 13, 2000 - July 25, 2000
RUMSON CAPITAL, LLC
June 13, 2000 - September 28, 2000
WIT CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/19/2001
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
