Rachel E. Dvorak
Professional summary
Rachel Ellaine Dvorak, who also goes by Rachel Ellaine Olson, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Rachel is registered as a RR (Registered Representative) and started their career in finance in 2000. Rachel has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rachel Ellaine Dvorak's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2024 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153September 20, 2012 - September 12, 2024
LPL FINANCIAL LLC
June 17, 2010 - May 25, 2012
INDEPENDENT FINANCIAL GROUP, LLC
December 9, 2009 - June 1, 2010
MADISON AVENUE SECURITIES, LLC
September 14, 2009 - December 3, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
June 6, 2005 - December 3, 2009
LPL FINANCIAL LLC
September 24, 2003 - January 4, 2005
ADVISORS ASSET MANAGEMENT, INC.
January 7, 2003 - September 24, 2003
CUSO FINANCIAL SERVICES, L.P.
May 22, 2002 - January 6, 2003
CHARLES SCHWAB & CO., INC.
October 2, 2000 - February 28, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2024)
(9/18/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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