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JC

John B. Carr

CARR CAPITAL MANAGEMENT
Keswick, VA
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CRD#: 41448
JC

Professional summary


John Barnes Carr JR is a registered financial advisor currently at CARR CAPITAL MANAGEMENT located in Keswick, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1966. John has worked at 4 firms and has passed the Series 65, Series 63, Series 41, PC, Series 000, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Barnes Carr JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 22, 2015 - Present

CARR CAPITAL MANAGEMENT

RIA
CRD#: 201512
Keswick, VA
Past

March 15, 2004 - October 7, 2010

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MEMPHIS, TN
Past

October 25, 1973 - October 7, 2010

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

May 17, 1971 - December 1, 1973

STONE & WEBSTER SECURITIES CORPORATION

BD
CRD#: 794
Past

October 7, 1966 - May 28, 1971

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Mississippi
(4/18/2024)
IAR
Tennessee
(4/22/2024)
IAR
Virginia
(5/22/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/21/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 41
Date: 10/20/1984
NYSE Allied Member Examination
General Industry/Product Exam
RR
PC
Date: 8/10/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 000
Date: 12/14/1964
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 12/14/1964
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


CC
CARR CAPITAL MANAGEMENT
CARR CAPITAL MANAGEMENT | CCM | CARR CAPITAL MANAGEMENT LLC

CRD#: 201512 / SEC#:

Mississippi
Registered Investment Advisory firm - (9/10/2015 Approved)
Tennessee
Registered Investment Advisory firm - (9/23/2015 Approved)
Virginia
Registered Investment Advisory firm - (5/22/2015 Approved)
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Contact information


Main Address
Keswick, VA
Mailing Address
Phone number
(434) 971-6926
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts25
AUM (Assets Under Management)$ 78,804,857

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CARR CAPITAL MANAGEMENT

CRD#: 201512Keswick, VA

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