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JC

John Barnes Carr Jr

CARR CAPITAL MANAGEMENT
KESWICK, VA
·CRD# 41448·61 years experience

Professional Summary

John Barnes Carr JR is a registered financial advisor currently at CARR CAPITAL MANAGEMENT located in Keswick, Virginia. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1966. John has worked at 4 firms and has passed the Series 65, Series 63, Series 41, PC, Series 000, Series 1 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

CARR CAPITAL MANAGEMENT·CRD# 201512
RIA
Keswick, VA
May 22, 2015 - Present
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
RIA
Memphis, TN
March 15, 2004 - October 7, 2010
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
October 25, 1973 - October 7, 2010
STONE & WEBSTER SECURITIES CORPORATION·CRD# 794
BD
May 17, 1971 - December 1, 1973
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 7, 1966 - May 28, 1971

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Current Firm

CC
CARR CAPITAL MANAGEMENT

CARR CAPITAL MANAGEMENT | CCM | CARR CAPITAL MANAGEMENT LLC

CRD#: 201512
Mississippi
Registered Investment Advisory firm - Mississippi (9/10/2015 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (9/23/2015 Approved)
Virginia
Registered Investment Advisory firm - Virginia (5/22/2015 Approved)

Contact Information

Main Address

Keswick, VA

Phone Number

(434) 971-6926

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

25

AUM (Assets Under Management)

$88,667,123

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Mississippi
(4/18/2024)
IAR
Tennessee
(4/22/2024)
IAR
Virginia
(5/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

Series 41 — NYSE Allied Member Examination

Passed Oct 1984

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 000 — General Securities Principal Examination

Passed Dec 1964

Series 1 — Registered Representative Examination

Passed Dec 1964

Series 24 — General Securities Principal Examination

Passed Jul 1984About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Barnes Carr JR's CRS (Customer Relationship Summary).

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