Eric D. Rotolo
Professional summary
Eric Douglas Rotolo, who also goes by Ric Rotolo, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Parma, Ohio.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Douglas Rotolo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Douglas Rotolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 6565 Ridge Rd, Parma, OH 44129August 19, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 6565 Ridge Rd, Parma, OH 44129June 1, 2026 - August 17, 2026
CETERA INVESTMENT ADVISERS LLC
June 1, 2026 - August 17, 2026
CETERA INVESTMENT SERVICES LLC
August 8, 2018 - June 12, 2026
LPL FINANCIAL LLC
August 8, 2018 - June 12, 2026
LPL FINANCIAL LLC
November 15, 2017 - August 9, 2018
PRUCO SECURITIES, LLC.
August 3, 2017 - August 9, 2018
PRUCO SECURITIES, LLC.
February 1, 2017 - July 25, 2017
THE HUNTINGTON INVESTMENT COMPANY
February 1, 2017 - July 25, 2017
THE HUNTINGTON INVESTMENT COMPANY
July 3, 2012 - February 1, 2017
LPL FINANCIAL LLC
July 3, 2012 - February 1, 2017
LPL FINANCIAL LLC
January 20, 2010 - July 3, 2012
FIRSTMERIT ADVISORS, INC.
January 14, 2010 - July 3, 2012
FIRSTMERIT FINANCIAL SERVICES, INC
January 24, 2007 - January 22, 2010
INVEST FINANCIAL CORPORATION
July 1, 2005 - January 14, 2010
INVEST FINANCIAL CORPORATION
April 11, 2000 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2026)
(8/19/2026)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
