VH
Viki L. Hamilton
KESTRA ADVISORY SERVICES
Austin, TX 78735
Some features on this profile are disabled
CRD#: 4144208
VH
Professional summary
Viki Lynn Hamilton, who also goes by VIki Lynn Goulette, Viki Hamilton, Viki Lynn Strader, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.
Viki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Viki has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Viki Lynn Goulette | Viki Hamilton | Viki Lynn Strader
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SECURITY FINANCIAL MANAGEMENT; Investment Related; 2420 S. Lakemont Ave, Suite 120, Orlando, FL 32814; Financial Services; Wealth Manager; Start Date 09/2019; 160 hours per month; Investments and insurance to include equity indexed annuity sales and service. >> BAYTREE 9 HOMEOWNERS ASSOCIATION; Non-Investment Related; 30114 SSR 434, Suite 325, Winter Springs FL 32708; Homeowners Association; Officer; Start Date: 08/2010; No hours per month; Vote on budget and maintenance of condo association. >> VIKI L HAMILTON, LLC; Non-Investment Related; 110 Pine Circle Drive, Lake Mary FL 32746; Other - Work Expense Account; Owner; Start Date: 01/2005; 8 hours per month with none of those hours per month occurring during trading hours; I run my financial advisor expenses through the business: fuel, car insurance, telephone, client lunches or dinners. >> LED2SERVE, INC; Non-Investment Related; 529 S. Longview Place, Longwood FL 32779; Other; Journey Leader; Start Date 03/2019; 8 hours per month with no hours per month occurring during trading hours; I lead adults/students on service journeys working with service partners like Habitat, UMC Disaster Relief, Costa Rica...all kinds of various service organizations. >> TRAVEL QUEENS LLC; Non-Investment Related; 110 Pine Circle Drive, Lake Mary FL 32746; Other; President; Start Date 07/2020; 5 hours per month; Decision making. Property manager handling rental. Business Name: SECURITY FINANCIAL MANAGEMENT POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2019 ADDRESS: 2420 S Lakemont Avenue, Suite 120, Orlando FL 32814 DESCRIPTION: Service clients Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Assisting clients with investments and financial planning Business Name: TRAVEL QUEENS, LLC POSITION: Owner of Travel Queens NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2020 ADDRESS: 110 Pine Circle Drive, Lake Mary FL 32746 DESCRIPTION: I have a property manager so my duties are just decision making as to who will stay at the property
CRS (Client Relationship Summary) - RIA
Click below to view Viki Lynn Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735Office #2: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #3: 8245 Devereux Drive Suite 103, Melbourne, FL 32940RIA
CRD#: 283330
Austin, TX
Current
January 31, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940BD
CRD#: 42046
Orlando, FL
Past
August 29, 2016 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
ORLANDO, FL
Past
August 25, 2016 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ORLANDO, FL
Past
August 20, 2010 - September 12, 2016
WADDELL & REED
RIA
CRD#: 866
MAITLAND, FL
Past
August 20, 2010 - September 12, 2016
WADDELL & REED
BD
CRD#: 866
MAITLAND, FL
Past
March 13, 2009 - August 24, 2010
EDWARD JONES
RIA
CRD#: 250
WINTER SPRINGS, FL
Past
September 17, 2004 - August 24, 2010
EDWARD JONES
BD
CRD#: 250
WINTER SPRINGS, FL
Past
July 7, 2000 - July 27, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/9/2022)
RR
California(1/31/2022)
RR
Colorado(1/31/2022)
RR
Florida(1/31/2022)
IAR
Florida(2/17/2022)
RR
Georgia(1/31/2022)
RR
Louisiana(5/27/2022)
RR
Maine(1/31/2022)
RR
Maryland(1/31/2022)
RR
Massachusetts(1/31/2022)
RR
Missouri(1/31/2022)
RR
New Jersey(7/14/2023)
RR
New York(1/2/2024)
RR
North Carolina(2/25/2022)
RR
Pennsylvania(2/22/2024)
RR
Texas(10/12/2023)
IAR
Texas(10/13/2023)
RR
Virginia(3/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
