GM
George W. Mulwee
STRATEGIC WEALTH GROUP
Eden Prairie, MN 55347
Some features on this profile are disabled
CRD#: 4144139
GM
Professional summary
George William Mulwee JR., who also goes by George W Mulwee Jr, George W Mulwee, George William Mulwee Jr, George William Mulwee Jr, George W Mulwee Jr, George William Mulwee Jr, is a registered financial advisor currently at STRATEGIC WEALTH GROUP located in Eden Prairie, Minnesota and LPL FINANCIAL LLC located in Eden Prairie, Minnesota.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. George has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4, Series 24, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George W Mulwee Jr | George W Mulwee | George William Mulwee Jr | George William Mulwee Jr | George W Mulwee Jr | George William Mulwee Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/09/2017- Strategic Wealth Group RIA, LLC-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-start 07/31/2017-Hours per month 160/ hours during trading 40-Time spent percent 70%- I provide investment advisory services through Strategic Wealth Group RIA, LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 04/26/2022 - Strategic Wealth Group -Investment Related- At reported business location(s)- DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)- Start Date - 04/25/2022 - 40 Hours per month 40 Hours during securities trading
CRS (Client Relationship Summary) - RIA
Click below to view George William Mulwee JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2017 - Present
STRATEGIC WEALTH GROUP
Office #1: 7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347RIA
CRD#: 284430
Eden Prairie, MN
Current
July 25, 2017 - Present
LPL FINANCIAL LLC
Office #1: 7820 Terrey Pine Court #200, Eden Prairie, MN 55347RIA
BD
CRD#: 6413
Eden Prairie, MN
Past
January 20, 2015 - July 26, 2017
CETERA ADVISORS LLC
RIA
CRD#: 10299
DENVER, CO
Past
January 16, 2015 - February 9, 2015
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
Denver, CO
Past
January 16, 2015 - February 9, 2015
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
Denver, CO
Past
January 16, 2015 - February 9, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
January 16, 2015 - February 9, 2015
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
DENVER, CO
Past
January 16, 2015 - February 9, 2015
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Denver, CO
Past
January 14, 2015 - February 9, 2015
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
DENVER, CO
Past
January 14, 2015 - February 9, 2015
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
DENVER, CO
Past
January 14, 2015 - February 9, 2015
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DENVER, CO
Past
June 2, 2014 - January 16, 2015
CETERA ADVISORS LLC
RIA
CRD#: 10299
DENVER, CO
Past
June 2, 2014 - July 26, 2017
CETERA ADVISORS LLC
BD
CRD#: 10299
DENVER, CO
Past
January 27, 2014 - May 30, 2014
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
OAKDALE, MN
Past
July 20, 2011 - May 30, 2014
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
September 14, 2010 - July 29, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
June 18, 2002 - September 7, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WOODBURY, MN
Past
March 13, 2002 - June 18, 2002
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
WAYNE, PA
Past
April 4, 2000 - December 31, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
Registered Investment Advisory firm - (8/2/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2017)
RR
Alaska(9/7/2017)
RR
Arizona(7/25/2017)
RR
Arkansas(9/7/2017)
RR
California(7/25/2017)
RR
Colorado(7/25/2017)
RR
Connecticut(8/20/2021)
RR
District of Columbia(7/25/2017)
RR
Florida(7/25/2017)
RR
Georgia(7/25/2017)
RR
Hawaii(7/25/2017)
RR
Idaho(7/25/2017)
RR
Illinois(7/25/2017)
RR
Indiana(7/25/2017)
RR
Iowa(7/25/2017)
RR
Kansas(4/11/2018)
RR
Kentucky(7/25/2017)
IAR
Louisiana(10/23/2018)
RR
Maine(7/25/2017)
RR
Maryland(7/25/2017)
RR
Massachusetts(7/25/2017)
RR
Michigan(7/25/2017)
RR
Minnesota(7/25/2017)
IAR
Minnesota(8/4/2017)
RR
Missouri(7/25/2017)
IAR
Missouri(10/29/2018)
RR
Montana(7/25/2017)
RR
Nebraska(7/25/2017)
RR
Nevada(7/25/2017)
RR
New Jersey(1/7/2022)
RR
New Mexico(7/25/2017)
RR
New York(7/25/2017)
RR
North Carolina(7/25/2017)
RR
North Dakota(7/25/2017)
RR
Ohio(7/25/2017)
RR
Oklahoma(7/25/2017)
RR
Oregon(7/25/2017)
RR
Pennsylvania(7/25/2017)
RR
South Carolina(7/25/2017)
RR
South Dakota(7/25/2017)
RR
Tennessee(7/25/2017)
RR
Texas(7/25/2017)
IAR
Texas(9/12/2018)
RR
Utah(7/25/2017)
RR
Virginia(7/25/2017)
RR
Washington(1/16/2018)
RR
Wisconsin(7/25/2017)
RR
Wyoming(9/12/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
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Contact information
Main Address
7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347
Mailing Address
Phone number
(952) 843-4944
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,029 |
| AUM (Assets Under Management) | $ 1,029,281,614 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
