Leonard Bernstein
Professional summary
Leonard Bernstein is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in Milford, Pennsylvania.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 2000. Leonard has worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonard Bernstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2014 - Present
CLEARPOOL EXECUTION SERVICES, LLC
Office #2: 17 State Street 38th Floor, New York, NY, 10004April 18, 2012 - December 31, 2015
WORLD-XECUTION STRATEGIES
February 1, 2012 - January 23, 2015
WTS PROPRIETARY TRADING GROUP LLC
March 28, 2011 - March 28, 2012
DIMENSION TRADING GROUP, LLC
June 15, 2009 - April 5, 2012
DIMENSION SECURITIES, LLC
August 10, 2006 - January 27, 2009
DIMENSION BROKERAGE, LLC
December 1, 2004 - January 3, 2005
GENESIS SECURITIES, LLC
March 3, 2003 - November 24, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
January 3, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
June 26, 2000 - January 10, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2019)
(7/10/2014)
(7/10/2014)
(3/20/2019)
(3/19/2019)
(3/15/2019)
(7/10/2014)
(3/14/2019)
(3/14/2019)
(9/8/2014)
(3/18/2019)
(3/15/2019)
(7/10/2014)
(7/10/2014)
(3/15/2019)
(7/10/2014)
(9/8/2014)
(3/14/2019)
(3/15/2019)
(7/10/2014)
(3/14/2019)
(3/15/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/30/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEARPOOL EXECUTION SERVICES, LLC
CRD#: 168490 / SEC#: , 8-69313
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 19 |
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