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John F. Schneider

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CRD#: 414398
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Francis Schneider, who also goes by Jack Schneider, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1969. John had worked at 3 firms and has passed the F04 and Series 00 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jack Schneider

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 10, 1973 - July 15, 2014

KUYKENDALL & SCHNEIDER, INC.

BD
CRD#: 6506
LUBBOCK, TX
Past

November 18, 1970 - October 4, 1973

RAUSCHER PIERCE SECURITIES CORPORATION

BD
CRD#: 703
Past

September 17, 1969 - October 4, 1973

RAUSCHER PIERCE SECURITIES CORPORATION

BD
CRD#: 704

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
F04
Date: 6/29/1973
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 6/19/1973
General Securities Principal Examination

Current Firm


K&
KUYKENDALL & SCHNEIDER, INC.
KUYKENDALL & SCHNEIDER, INC.

CRD#: 6506 / SEC#: , 8-17609

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
8009 Genoa Avenue, Lubbock, TX 79424
Mailing Address
8009 Genoa Avenue, Lubbock, TX 79424
Phone number
(806) 793-2525
Established
Texas since 04/23/1973
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BAIE, BARBARA LYNNCHIEF EXECUTIVE OFFICER, PRINCIPAL, CHIEF COMPLIANCE OFFICER3187547
KING, BRENDAN ROBERTCHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, PRINCIPAL6710829
HORNAK, MILES MATTHEWPRESIDENT, TREASURER, DIRECTOR, COO, MUNICIPAL SEC. PRINCIPAL1613320

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KUYKENDALL & SCHNEIDER, INC.

CRD#: 6506

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