Kimberly C. Forrest

BOKEH CAPITAL PARTNERS LLC

Pittsburgh, PA

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CRD#: 4143903

Professional summary

Kimberly Caughey Forrest, who also goes by Kimberly Caughey, is a registered financial advisor currently at BOKEH CAPITAL PARTNERS LLC located in Pittsburgh, Pennsylvania.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kimberly has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly Caughey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Caughey Forrest's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2021 - Present

BOKEH CAPITAL PARTNERS LLC

RIA

CRD#: 312964

Pittsburgh, PA

Past

April 26, 2005 - December 3, 2012

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 25, 2004 - September 21, 2004

SAGIENT SECURITIES

CRD#: 42922

SAN DIEGO, CA

Past

July 31, 2000 - May 11, 2004

PARKER/HUNTER INCORPORATED

CRD#: 7324

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/2000

General Securities Representative Examination

Current Firm

BOKEH CAPITAL PARTNERS LLC

CRD#: 312964 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/25/2021 Approved)

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Contact information

Main Address

Pittsburgh, PA

Mailing Address

Po Box 38152, Pittsburgh, PA 15238

Phone number

+1 (833) 265-3427

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 26,467,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly C. Forrest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Caughey Forrest's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOKEH CAPITAL PARTNERS LLC

QUASAR DISTRIBUTORS, LLC

SAGIENT SECURITIES

PARKER/HUNTER INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2019

Series 66

Date: 9/27/2000

Series 7

Date: 7/28/2000

Current Firm

BOKEH CAPITAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOKEH CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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