Michael P. Brooks

CYPRESS CAPITAL

Franklin, TN 37064

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CRD#: 4143729

Professional summary

Michael Preston Brooks is a registered financial advisor currently at CYPRESS CAPITAL, LLC located in Franklin, Tennessee.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 66, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Preston Brooks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2014 - Present

CYPRESS CAPITAL, LLC

Office #1: 436 Main Street Suite 205, Franklin, TN 37064

RIA

CRD#: 171266

Franklin, TN

Past

June 1, 2009 - June 16, 2014

MORGAN STANLEY

RIA

CRD#: 149777

FRANKLIN, TN

Past

June 1, 2009 - June 16, 2014

MORGAN STANLEY

CRD#: 149777

FRANKLIN, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

FRANKLIN, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

FRANKLIN, TN

Past

January 21, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NASHVILLE, TN

Past

August 18, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

NASHVILLE, TN

Past

May 19, 2000 - August 23, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS CAPITAL, LLC

CYPRESS CAPITAL, LLC | JP2 MANAGEMENT

CRD#: 171266 / SEC#: 801-79771

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/20/2017)

IAR

Tennessee
(6/11/2014)

IAR

Texas
(1/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/6/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/23/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/7/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

CYPRESS CAPITAL, LLC

CYPRESS CAPITAL, LLC | JP2 MANAGEMENT

CRD#: 171266 / SEC#: 801-79771

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

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Contact information

Main Address

436 Main Street Suite 205, Franklin, TN 37064

Mailing Address

Phone number

(615) 467-6075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS CAPITAL, LLC ADV 2A (6/19/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 413,509,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Preston Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CYPRESS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2000

Series 31

Date: 6/6/2003

Series 7

Date: 5/18/2000

Series 10

Date: 1/23/2004

Series 9

Date: 1/7/2004

Current Firm

CYPRESS CAPITAL, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS CAPITAL, LLC

TRUST BUT VERIFY

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