Curtis Savage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Savage, who also goes by Curtis Savage II, Curtis Savage Jr, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 2000. Curtis had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2018 - August 30, 2023
TRUIST SECURITIES, INC.
April 26, 2010 - August 20, 2010
1ST GLOBAL CAPITAL CORP.
June 27, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 27, 2006 - January 25, 2010
MSI FINANCIAL SERVICES, INC.
November 4, 2004 - May 2, 2006
WELLS FARGO CLEARING SERVICES, LLC
November 4, 2004 - May 2, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 19, 2004 - July 9, 2004
FSC SECURITIES CORPORATION
October 23, 2002 - April 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 21, 2002 - April 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 9, 2001 - October 17, 2002
EQUITABLE ADVISORS, LLC
April 24, 2000 - December 12, 2000
IDS LIFE INSURANCE COMPANY
April 24, 2000 - December 12, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
