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Greg A. Storen
BRASS TAX WEALTH MANAGEMENT
Zionsville, IN 46077
Some features on this profile are disabled
CRD#: 4143424
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Professional summary
Greg Alan Storen is a registered financial advisor currently at BRASS TAX WEALTH MANAGEMENT located in Zionsville, Indiana and LPL FINANCIAL LLC located in Zionsville, Indiana.
Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Greg has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/10/2018 - STOREN TAX & FIN GROUP, Inc - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 1999 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 01/10/2018 - GKKE - Not Investment Related - BROWNSBURG, IN & Zionsville IN - Real Estate Rental - General Partner - Start Date 08/01/2009 - 0 Hrs/Mth - 0 Hrs During Trading. 3. 03/20/2018 - Brass Tax Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 11/02/2016 - 80 Hours Per Month/0 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Brass Tax Wealth Management, an independent investment advisor firm. I started this business activity in 11/02/2016. I expect to spend approximately [80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/26/2018 - Storen Financial Advisory Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:04/01/2015 - 80 Hrs/Mth - 80 Hrs During Trading.I provide investment advisory services through Storen Financial Advisory Group, an independent investment advisor firm. I started this business activity in 04/01/2015. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/24/2019 - SEAKE LLC - Investment Related - 1120 W Oak St, Zionsville, IN 46077 - Real Estate Partnership - General Partner - Start Date: 01/01/2019 - 5 Hours Per Month During Securities Trading. 6. 9/27/2019 - Storen Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/14/2017 - 80 Hours Per Month During Securities Trading. 7. 9/27/2019 - Storen Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 02/01/2000 - 80 Hours Per Month During Securities Trading. 8. 10/4/2019 - Brass Tax Wealth Management - DBA: (Hybrid) Storen Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/01/2015 - 80 Hours Per Month During Securities Trading. 9. 1/9/2020 - Storen Financial - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - 80 Hours Per Month During Securities Trading - Run the business as well as prepare tax returns. 10. 1/9/2020 - Storen Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 80 Hours Per Month During Securities Trading. 11. 1/15/2020 - Brass Tax Wealth Management - DBA: (Hybrid) Storen Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 1/2020 - 80 Hours Per Month During Securities Trading. 12) 08/01/2025 - Storen Financial Advisory Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:12/01/2005 - 48 Hrs/Mth - 48 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Greg Alan Storen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2016 - Present
BRASS TAX WEALTH MANAGEMENT
Office #1: 1120 West Oak Street Suite 200, Zionsville, IN 46077Office #2: 660 Patrick Place, Brownsburg, IN 46112RIA
CRD#: 285249
Zionsville, IN
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 1120 West Oak Street Suite 200, Zionsville, IN 46077RIA
BD
CRD#: 6413
Zionsville, IN
Past
February 14, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
BROWNSBURG, IN
Past
December 2, 2005 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
BROWNSBURG, IN
Past
December 2, 2005 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BROWNSBURG, IN
Past
August 7, 2003 - January 5, 2006
CHARTER ADVISORY CORPORATION
RIA
CRD#: 113390
INDIANAPOLIS, IN
Past
July 28, 2003 - December 16, 2005
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
INDIANAPOLIS, IN
Past
May 8, 2000 - December 16, 2005
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BRASS TAX WEALTH MANAGEMENT
BRASS TAX WEALTH MANAGEMENT | STOREN FINANCIAL | SCHULTE FINANCIAL GROUP | MWZ FINANCIAL | GLOBAL FINANCIAL PARTNERS | BRASS TAX WEALTH MANAGEMENT, INC.
CRD#: 285249 / SEC#: 801-111006
RIA
Registered Investment Advisory firm - (8/14/2017 Approved)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/3/2019)
RR
Arizona(2/14/2018)
RR
California(2/23/2021)
RR
Colorado(2/14/2018)
RR
Florida(2/14/2018)
RR
Illinois(2/14/2018)
IAR
Indiana(11/4/2016)
RR
Indiana(2/14/2018)
RR
Iowa(2/14/2018)
RR
Kentucky(2/14/2018)
RR
Maryland(2/14/2018)
RR
Massachusetts(8/22/2019)
RR
Michigan(2/14/2018)
RR
Minnesota(3/26/2025)
RR
Mississippi(12/7/2020)
RR
Montana(4/22/2021)
RR
New Jersey(8/18/2020)
RR
North Carolina(2/14/2018)
RR
Ohio(3/28/2021)
RR
Oklahoma(2/14/2018)
RR
Oregon(2/14/2018)
RR
Pennsylvania(9/21/2020)
RR
South Carolina(6/11/2021)
RR
Tennessee(2/14/2018)
RR
Texas(2/14/2018)
RR
Virginia(9/21/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BT
BRASS TAX WEALTH MANAGEMENT
BRASS TAX WEALTH MANAGEMENT | STOREN FINANCIAL | SCHULTE FINANCIAL GROUP | MWZ FINANCIAL | GLOBAL FINANCIAL PARTNERS | BRASS TAX WEALTH MANAGEMENT, INC.
CRD#: 285249 / SEC#: 801-111006
RIA
Registered Investment Advisory firm - (8/14/2017 Approved)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4755 Cornell Road Suite 102a, Cincinnati, OH 45241
Mailing Address
Phone number
(513) 605-3394
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,872 |
| AUM (Assets Under Management) | $ 860,227,526 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRASS TAX WEALTH MANAGEMENT
CRD#: 285249Zionsville, IN 46077TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
