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Donald Schneider

CRD# 414330·Registered 1964 - 1998
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Schneider was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1964 - 1998. Donald had worked at 9 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

62 years in the financial services industry

Current & Past Employments

MORGAN FULLER CAPITAL GROUP, LLC·CRD# 39461
BD
October 13, 1997 - March 17, 1998
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
February 17, 1995 - October 4, 1995
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
November 6, 1992 - March 2, 1993
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
April 12, 1988 - October 24, 1990
FAHNESTOCK INTERNATIONAL INC.·CRD# 279
BD
New York, NY
April 1, 1988 - April 12, 1988
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 29, 1988 - April 1, 1988
KUHNS BROTHERS & LAIDLAW, INC.·CRD# 1481
BD
October 3, 1985 - January 29, 1988
ADVEST, INC.·CRD# 10
BD
Hartford, CT
June 20, 1980 - August 26, 1985
ADVEST, INC.·CRD# 10
BD
May 27, 1980 - August 26, 1985
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
March 18, 1974 - June 23, 1980
DUPONT WALSTON, INCORPORATED·CRD# 870
BD
July 17, 1964 - March 6, 1974

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Current Firm

MF
MORGAN FULLER CAPITAL GROUP, LLC

MORGAN FULLER CAPITAL GROUP, LLC

CRD#: 39461 / SEC#: 8-48709
BD
Terminated by SEC on 11/21/1998

Contact Information

Established

Delaware since 08/31/1995

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jul 1964

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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