Bryan W. Wiepert

CWC ADVISORS

Lake Oswego, OR 97035-8899

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CRD#: 4143203

Professional summary

Bryan William Wiepert is a registered financial advisor currently at CWC ADVISORS, LLC located in Lake Oswego, Oregon.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bryan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan William Wiepert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2015 - Present

CWC ADVISORS, LLC

Office #1: 5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

RIA

CRD#: 127739

Lake Oswego, OR

Past

April 30, 2015 - February 28, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Lake Oswego, OR

Past

May 29, 2003 - May 1, 2015

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SHERWOOD, OR

Past

January 10, 2002 - May 1, 2015

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SHERWOOD, OR

Past

April 28, 2000 - December 14, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/13/2015)

IAR

Oregon
(5/14/2015)

IAR

Washington
(5/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2000

General Securities Representative Examination

Current Firm

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

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Contact information

Main Address

5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

Mailing Address

Phone number

(503) 968-0950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWC ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 421,489,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryan W. Wiepert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan William Wiepert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CWC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2000

SIE

Date: 2/28/2018

Series 7

Date: 4/27/2000

Current Firm

CWC ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWC ADVISORS, LLC

TRUST BUT VERIFY

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