Patrick A. Foley

AKM ADVISORY

Edina, MN 55424

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CRD#: 4143171

Professional summary

Patrick Andrew Foley is a registered financial advisor currently at AKM ADVISORY located in Edina, Minnesota.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Patrick has worked at 7 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Andrew Foley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2020 - Present

AKM ADVISORY

Office #1: 5200 Willson Road, Suite 150, Edina, MN 55424

RIA

CRD#: 170187

Edina, MN

Past

March 23, 2018 - July 21, 2020

CTB FINANCIAL SERVICES, LTD.

RIA

CRD#: 141278

SAINT LOUIS PARK, MN

Past

January 16, 2013 - October 24, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EAU CLAIRE, WI

Past

January 16, 2013 - October 24, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EAU CLAIRE, WI

Past

December 1, 2006 - June 26, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

May 19, 2006 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

January 24, 2002 - February 3, 2006

CRI SECURITIES, LLC

CRD#: 22589

ST PAUL, MN

Past

March 24, 2000 - February 3, 2006

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2001

General Securities Principal Examination

Current Firm

AKM ADVISORY

AKM ADVISORY | AKM ADVISORY, LLC

CRD#: 170187 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/17/2014 Approved)

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Contact information

Main Address

5200 Willson Road, Suite 150, Edina, MN 55424

Mailing Address

P.o. Box 390694, Edina, MN 55439

Phone number

(651) 329-9169

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 52,430,370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick A. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Andrew Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CTB FINANCIAL SERVICES, LTD.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/2018

Series 66

Date: 11/8/2000

Series 7

Date: 3/23/2000

Series 24

Date: 3/5/2001

Current Firm

AKM ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AKM ADVISORY

TRUST BUT VERIFY

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