Justin A. Vance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Anderson Vance was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2000. Justin had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2023 - July 9, 2024
TRANSAMERICA RETIREMENT ADVISORS, LLC
November 9, 2023 - July 9, 2024
TRANSAMERICA INVESTORS SECURITIES, LLC
September 14, 2015 - August 3, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 2015 - August 3, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - July 14, 2015
J.P. MORGAN SECURITIES LLC
August 28, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 15, 2009 - March 24, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 14, 2005 - December 4, 2007
AXOS CLEARING LLC
November 5, 2003 - August 20, 2004
AXOS CLEARING LLC
January 18, 2002 - October 15, 2003
AMERITRADE NORTHWEST, INC.
March 7, 2000 - May 9, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
