John M. Davis

ACP INVESTMENT MANAGEMENT

Seattle, WA 98121

Some features on this profile are disabled

CRD#: 4142830

Professional summary

John Murray Davis is a registered financial advisor currently at ACP INVESTMENT MANAGEMENT located in Seattle, Washington and LPL FINANCIAL LLC located in Seattle, Washington.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Murray Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2025 - Present

ACP INVESTMENT MANAGEMENT

Office #1: 2101 4th Ave Ste 710, Seattle, WA 98121

RIA

CRD#: 338484

Seattle, WA

Current

February 14, 2012 - Present

LPL FINANCIAL LLC

Office #1: 2101 4th Ave Ste 710, Seattle, WA 98121Office #2: 2101 4th Ave Ste 710, Seattle, WA 98121-2351

RIA

CRD#: 6413

SEATTLE, WA

Past

November 10, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

April 2, 2025 - April 24, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

December 19, 2017 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

April 28, 2016 - October 15, 2018

SIGNALINE INVESTMENTS

RIA

CRD#: 282622

SEATTLE, WA

Past

December 20, 2012 - October 31, 2025

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

SEATTLE, WA

Past

October 15, 2003 - February 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

October 15, 2003 - February 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

October 8, 2002 - October 2, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SEATTLE, WA

Past

August 27, 2002 - October 2, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/14/2012)

California
(2/14/2012)

Florida
(1/5/2015)

Hawaii
(1/7/2019)

Idaho
(4/30/2025)

Illinois
(1/8/2014)

Maryland
(3/16/2016)

Nevada
(1/5/2015)

New Jersey
(2/14/2012)

New York
(2/14/2012)

Oklahoma
(2/14/2012)

Oregon
(12/4/2014)

Washington
(2/14/2012)

IAR

Washington
(10/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/14/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ACP INVESTMENT MANAGEMENT

ACP INVESTMENT MANAGEMENT | TALLUS CAPITAL ADVISORS | ADVISOR COMPLIANCE PARTNERS LLC

CRD#: 338484 / SEC#: 801-134461

RIA

Registered Investment Advisory firm - (9/29/2025 120-Day Approval)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

75-170 Hualalai Rd, Suite C209, Kailua-kona, HI 96740

Mailing Address

Phone number

(808) 657-6511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP ADV 2A OCT 2025 (10/15/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Mary Ann Ferreira

THE ENSEMBLE TEAM

IAR

SEATTLE, WA

Kyle Mylius

HUMANIZE WEALTH

IAR

Seattle, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Davis

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Murray Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SIGNALINE INVESTMENTS

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2002

Series 63

Date: 9/19/2002

SIE

Date: 10/1/2018

Series 31

Date: 11/14/2002

Series 7

Date: 8/26/2002

FINRA

Current Firm

ACP INVESTMENT MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ACP INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors