John M. Davis

ACP INVESTMENT MANAGEMENT

Seattle, WA 98121

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CRD#: 4142830

Professional summary

John Murray Davis is a registered financial advisor currently at ACP INVESTMENT MANAGEMENT located in Seattle, Washington and LPL FINANCIAL LLC located in Seattle, Washington.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/29/2013: DBA ONLY - TALLUS CAPITAL MANAGEMENT - SEATTLE, WA. 2. 11/23/2016: Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/15/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 3. 10/21/2025- DBA for LPL Business (entity for LPL business)- Tallus Capital Advisors- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 40 Hours Per Month- 3 Hours During Trading 4. 10/20/2025-Advisor Compliance Partners LLC- Registered Investment Advisor DBA- Tallus Capital Advisors- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 80 Hours Per Month- 3 Hours During Trading- I provide investment advisory services through Advisor Compliance Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Murray Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2025 - Present

ACP INVESTMENT MANAGEMENT

Office #1: 2101 4th Ave Ste 710, Seattle, WA 98121

RIA

CRD#: 338484

Seattle, WA

Current

February 14, 2012 - Present

LPL FINANCIAL LLC

Office #1: 2101 4th Ave Ste 710, Seattle, WA 98121Office #2: 2101 4th Ave Ste 710, Seattle, WA 98121-2351

RIA

CRD#: 6413

SEATTLE, WA

Past

November 10, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

April 2, 2025 - April 24, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

December 19, 2017 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

April 28, 2016 - October 15, 2018

SIGNALINE INVESTMENTS

RIA

CRD#: 282622

SEATTLE, WA

Past

December 20, 2012 - October 31, 2025

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

SEATTLE, WA

Past

October 15, 2003 - February 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

October 15, 2003 - February 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

October 8, 2002 - October 2, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SEATTLE, WA

Past

August 27, 2002 - October 2, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACP INVESTMENT MANAGEMENT

ACP INVESTMENT MANAGEMENT | TALLUS CAPITAL ADVISORS | ADVISOR COMPLIANCE PARTNERS LLC

CRD#: 338484 / SEC#: 801-134461

RIA

Registered Investment Advisory firm - (9/29/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/14/2012)

California
(2/14/2012)

Florida
(1/5/2015)

Hawaii
(1/7/2019)

Idaho
(4/30/2025)

Illinois
(1/8/2014)

Maryland
(3/16/2016)

Nevada
(1/5/2015)

New Jersey
(2/14/2012)

New York
(2/14/2012)

Oklahoma
(2/14/2012)

Oregon
(12/4/2014)

Washington
(2/14/2012)

IAR

Washington
(10/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/14/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ACP INVESTMENT MANAGEMENT

ACP INVESTMENT MANAGEMENT | TALLUS CAPITAL ADVISORS | ADVISOR COMPLIANCE PARTNERS LLC

CRD#: 338484 / SEC#: 801-134461

RIA

Registered Investment Advisory firm - (9/29/2025 Approved)

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Contact information

Main Address

75-170 Hualalai Rd, Suite C209, Kailua-kona, HI 96740

Mailing Address

Phone number

(808) 657-6511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP ADV 2A APRIL 2026 (4/28/2026)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 131,872,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John M. Davis

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Murray Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SIGNALINE INVESTMENTS

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ACP INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2002

Series 63

Date: 9/19/2002

SIE

Date: 10/1/2018

Series 31

Date: 11/14/2002

Series 7

Date: 8/26/2002

FINRA

Current Firm

ACP INVESTMENT MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACP INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

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