Pamela L. Forrest
Professional summary
Pamela Lewis Forrest, who also goes by Pamela Lewis, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Windsor, Connecticut.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 2000. Pamela has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Lewis Forrest's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095January 3, 2011 - November 22, 2011
VOYA FINANCIAL ADVISORS, INC.
March 16, 2010 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
March 14, 2007 - February 13, 2009
VOYA FINANCIAL PARTNERS, LLC
April 1, 2006 - March 9, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
March 14, 2000 - March 14, 2007
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2013)
(6/18/2014)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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